Mary Schapiro - PDFSEARCH.IO - Document Search Engine

Mary Schapiro
Results: 210

#	Item
161	August 19, 2010 The Honorable Mary L. Schapiro Chairman United States Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-08-19 16:10:21 Corporate crime U.S. Securities and Exchange Commission Corporate governance Socially responsible investing Finance Business Corporations law
162	Microsoft Word - Roundtable Memo Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-08 12:14:54 Late-2000s financial crisis Systemic risk Financial markets U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Hedge fund Commodity Futures Trading Commission Derivative Mary Schapiro Financial economics Finance Investment
163	°m June 5,2012 Ms. Elizabeth M. Murphy, Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-06-13 11:30:26 Gettysburg Pennsylvania U.S. Securities and Exchange Commission Elisse B. Walter Gettysburg College Mary Schapiro Pennsylvania Academia Government Eastern Pennsylvania Rugby Union Liberal arts colleges Middle States Association of Colleges and Schools
164	january 19, 2012 ‘I’he I lonorable Mary Schapiro Chairman U.S. Securities and Exchange Commission 100 1’ Street NE Add to Reading List Source URL: www.nam.org Language: English - Date: 2012-05-31 15:20:33 United States Securities and Exchange Commission Law Government United States corporate law Auditing U.S. Securities and Exchange Commission Mary Schapiro Dodd–Frank Wall Street Reform and Consumer Protection Act Regulation S-K United States securities law Financial regulation 73rd United States Congress
165	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEAmex[removed]December 16, 2009 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex L Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-18 15:42:55 Economy of the United States Financial regulation Securities Exchange Act United States U.S. Securities and Exchange Commission New York Stock Exchange Mary Schapiro NYSE Euronext United States securities law Self-regulatory organizations Financial Industry Regulatory Authority
166	cteongre~~ of tbe Wntteb ~tate~ mttasbington, )9~ 20510 December 10,2012 Hon. Mary Schapiro Chairman Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-23 16:19:52 Crowd funding Government Securities and Exchange Commission Securities regulation in the United States Business Public administration Corporate crime U.S. Securities and Exchange Commission Mary Schapiro
167	Via Hand Delivery August 16, 2012 The Honorable Mary L. Schapiro Chairman Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-08-28 14:17:25 Government Financial economics Corporate crime U.S. Securities and Exchange Commission Regulation D Securities Act Dodd–Frank Wall Street Reform and Consumer Protection Act Rule 144A Securities and Exchange Commission United States Securities and Exchange Commission United States securities law Financial regulation
168	cS/Yol37f 1tlnitcd ~tatcs ~cnatc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-08-08 16:28:00 Financial economics Finance Investment Corporate crime U.S. Securities and Exchange Commission Mary Schapiro Rule 144A Securities Act Securities and Exchange Commission United States securities law United States Securities and Exchange Commission Financial regulation
169	August 15, 2012 The Honorable Mary Schapiro Chairman U.S. Securities and Exchange Commission 100 F St., N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-08-17 13:43:02 Administrative law Financial regulation Finance Decision theory Rulemaking U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Act Hedge fund Financial economics United States administrative law United States Securities and Exchange Commission
170 $cJ Council of Institutional Investors TIle Vl co of C()IPllfate GOVCTnJn(\, Via Hand Delivery$	cJ Council of Institutional Investors TIle Vl co of C()IPllfate GOVCTnJn(\, Via Hand Delivery Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-08-03 13:32:09 U.S. Securities and Exchange Commission Mary Schapiro Government Investment Financial economics Institutional investor